Risk Channel for e-Learning |
| 538 - 2010 ACH Risk Assessment Guide - NEW |
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Under NACHA's new "ACH Risk Management and Assessment: rule, each financial institutuion will be required to 1) perform a risk assessment of their ACH activities, and 2) implement risk management programs in accordance with "the requirements of their regulators". The new rule is effective June 18, 2010 and you should expect verification of compliance as part of your next ACH Audit and Regulatory Examination. By utilizing the ACH Risk Assessment Guide you can gain:
- Guidance to assist you in completing a step-by-step risk assessment
- Convenient storage and organnizatio of supporting documentation
- Background information on Risk Assessment Rule
- Help to identify strengths and weaknesses in your existing program
- Individual chapters address Credit Risk, High-Risk Activities, and Compliance Risk, Third-Party Service Providers & Direct Access to the ACH Operator and Transaction and Information Technology Risk
- Preparation Checklist Rating System
- User-friendly worksheet questions
- Final report
$95.00 Member/ $190.00 Non-Member.
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| Origination Agreement & Tools on CD - 2010 |
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Update to include Risk Assessment Rule. The standard ACH agreements and Third-Party Sender agreements are provided on this CD, which allows easy customization by financial institutions. These sample agreements include a shell origination agreement and separate agreements to cover issues specific to the ACH application being utilized, including IAT. Also included are helpful originator information sheets, logs, calendars, checklists and sample authorizations.
$50.00 Member/ $100.00 Non-Member.
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| Risk Management: Best Practices for ODFIs |
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This video will review the various categories of risk that will impact the ODFI. Identifying and understanding these risks will help you be able to take a pro-active approach to risk mitigation and to help formulate sound business practices. Also discussed will be why ACH risk management is critical for your organization's overall risk exposure and risks that impact the relationship with your customer throughout the life cycle of your relationship and much more. This video will last approximately 40 minutes and does not qualify for AAP credits.
$195.00 Member/ $295.00 Non-Member.
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Once you purchase this online training video, you will receive an email which will provide you with important information regarding online access. Your purchase will grant you 30 days (from your purchase date) of unlimited viewing. Please use Internet Explorer to view the website.
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| Featured Products |
| Navigating the Simplified NACHA Operating Rules |
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(Featuring an Old-to-New and New-to-Old Rule Mapping Guide!)
This must-have guide presents the results of the Rules Simplification initiative - a completely new version of the NACHA Operating Rules that becomes effective on January 1, 2011 - and offers users the opportunity to familiarize themselves with the organization of the simplified Rules before they go into effect.*
Previously organized around major topics, the simplified Rules framework is structured around the rights and responsibilities of participants in the ACH Network. Simplified Rules acknowledges the major roles played by originating and receiving financial institutions and dedicates a major section to each of these roles. Financial institutions will be able to use these sections to determine rights and responsibilities regarding any ACH payment they send or receive.
Clear, understandable, and consistent language has been adopted throughout the Rules. The new Rules also explicitly recognizes that originating financial institutions are the entry points into the ACH Network for Originators and third-parties' compliance with the Rules.
* This publication is for educational purposes only and does not reflect NACHA Operating Rules amendments that may be approved prior to January 2011. The complete, official 2011 NACHA Operating Rules and Operating Guidelines will be available for advance ordering in Q4 2010.
$28.00 Member/ $56.00 Non-Member.
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| 585-ACH Audit Workbook - Updated for 2010 |
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The ever popular ACH Audit Workbook and CD has been updated for 2010. This publication includes not only the CD, but a binder with copies of all work papers, checklists and sample policies/reports. The revised ACH Audit Workbook is designed to assist financial institutions and Third-Party Service Providers in the completion of the required annual audit of compliance with the ACH Rules. Included in this complete step-by-step audit resource is the audit criteria for all participants, worksheets for each of the criteria, a compliance checklist and sample audit policy and audit report. An auditor's checklist & worksheets for all of the expanded audit criteria are new additions for this year. The loose-leaf binder allows for easy retention of audit documentation and the documents on CD allow for electronic completion of worksheets and reports..
$72.00 Member/ $152.00 Non-Member.
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Price: $
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