Risk Management & Compliance |
| 414-ACH Risk Management Handbook-Fourth Edition |
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This edition explains the four types of ACH payments risk, assesses the operational implications, and provides guidelines for developing an effective risk management program. For financial institutions, processors, governments, corporations, and other ACH participants.
$40.00 Member/ $65.00 Non-Member.
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Price: $
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| 431-The ACH Compliance Manual - Sixth Edition |
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Written in a plain English, easy-to-understand, userfriendly format, the Compliance Manual is designed to help users apply the Rules (including RCK, Point of Purchase and the National System of Fines) and other pertinent regulations to their organization. Each chapter addresses not only the NACHA operating rules, but also Regulation E, UCC Article 4A and 31 CFR Parts 203, 210 and 370 as applicable. Helpful Compliance Tips are included in each chapter, as well as a resource listing section and a glossary of terms and acronyms.
$50.00 Member/ $90.00 Non-Member.
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| 432-Revised Uniform Commercial Code Article 4A |
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New, easy-to-understand edition. Evaluates the impact of UCC 4A on security procedures and bank/corporate agreements. For financial institutions and corporations that handle ACH wholesale credits.
$60.00 Member/ $80.00 Non-Member.
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Price: $
80.00
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| 472-International ACH Transactions(IAT) Survival Guide |
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The International ACH Transactions (IAT) Survival Guide covers implementation, best practices, and technical specifications, this product is designed to assist financial institutions and their corporate customers in complying with the rules and regulatory obligations governing the exchange of IAT entries.
Every RDFI and ODFI will face new regulatory requirements in less than 12 months as the new IAT amendments to the NACHA Operating Rules become effective. As of September 18, 2009, NACHA rules will require every ACH payment entering or exiting the United States to be identified and formatted as an International ACH Transaction (IAT) and EACH transaction must be reviewed for OFAC compliance. All U.S. financial institutions are affected by this rule, even those that do not currently send or receive international ACH payments as any financial institution may potentially receive an IAT transaction. Every financial institution needs to understand how it is impacted by the new NACHA rule. Penalties for non-compliance with OFAC's regulations can be severe.
$40.00 Member/ $65.00 Non-Member.
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| 473 - IAT Quick Reference Cards |
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A five-card series: General Information, RDFI Responsibilities, ODFI Responsibilities, Gateway Operator Responsibilities, IAT File Format Details, and Transaction Flows Diagrams. These colorful and durable desktop reference cards provide fingertip access to critical information for proper handling of these IAT items. These detail cards are a must for all financial institutions.
$20.00 Member/ $40.00 Non-Member.
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Price: $
40.00
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| Featured Products |
| Navigating the Simplified NACHA Operating Rules |
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(Featuring an Old-to-New and New-to-Old Rule Mapping Guide!)
This must-have guide presents the results of the Rules Simplification initiative - a completely new version of the NACHA Operating Rules that becomes effective on January 1, 2011 - and offers users the opportunity to familiarize themselves with the organization of the simplified Rules before they go into effect.*
Previously organized around major topics, the simplified Rules framework is structured around the rights and responsibilities of participants in the ACH Network. Simplified Rules acknowledges the major roles played by originating and receiving financial institutions and dedicates a major section to each of these roles. Financial institutions will be able to use these sections to determine rights and responsibilities regarding any ACH payment they send or receive.
Clear, understandable, and consistent language has been adopted throughout the Rules. The new Rules also explicitly recognizes that originating financial institutions are the entry points into the ACH Network for Originators and third-parties' compliance with the Rules.
* This publication is for educational purposes only and does not reflect NACHA Operating Rules amendments that may be approved prior to January 2011. The complete, official 2011 NACHA Operating Rules and Operating Guidelines will be available for advance ordering in Q4 2010.
$28.00 Member/ $56.00 Non-Member.
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Price: $
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| 585-ACH Audit Workbook - Updated for 2010 |
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The ever popular ACH Audit Workbook and CD has been updated for 2010. This publication includes not only the CD, but a binder with copies of all work papers, checklists and sample policies/reports. The revised ACH Audit Workbook is designed to assist financial institutions and Third-Party Service Providers in the completion of the required annual audit of compliance with the ACH Rules. Included in this complete step-by-step audit resource is the audit criteria for all participants, worksheets for each of the criteria, a compliance checklist and sample audit policy and audit report. An auditor's checklist & worksheets for all of the expanded audit criteria are new additions for this year. The loose-leaf binder allows for easy retention of audit documentation and the documents on CD allow for electronic completion of worksheets and reports..
$72.00 Member/ $152.00 Non-Member.
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Price: $
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